Global Certificate in Investment Compliance and Regulations
-- ViewingNowThe Global Certificate in Investment Compliance and Regulations is a comprehensive course designed to meet the growing industry demand for professionals with a deep understanding of investment regulations. This course emphasizes the importance of adhering to regulatory standards, managing risks, and ensuring ethical practices in the investment industry.
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โข Introduction to Investment Compliance and Regulations
โข Understanding Global Financial Markets
โข Major Regulatory Bodies and Their Roles
โข Compliance Program Development and Implementation
โข Investment Compliance Risks and Mitigation Strategies
โข Global Anti-Money Laundering (AML) and Know Your Customer (KYC) Regulations
โข Securities Regulations and Compliance
โข Insider Trading, Conflicts of Interest, and Ethical Considerations
โข Compliance in Private Equity and Hedge Funds
โข Investment Compliance Technology and Data Analytics
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