Global Certificate in Investment Compliance and Regulations
-- viewing nowThe Global Certificate in Investment Compliance and Regulations is a comprehensive course designed to meet the growing industry demand for professionals with a deep understanding of investment regulations. This course emphasizes the importance of adhering to regulatory standards, managing risks, and ensuring ethical practices in the investment industry.
5,315+
Students enrolled
GBP £ 140
GBP £ 202
Save 44% with our special offer
About this course
100% online
Learn from anywhere
Shareable certificate
Add to your LinkedIn profile
2 months to complete
at 2-3 hours a week
Start anytime
No waiting period
Course Details
• Introduction to Investment Compliance and Regulations
• Understanding Global Financial Markets
• Major Regulatory Bodies and Their Roles
• Compliance Program Development and Implementation
• Investment Compliance Risks and Mitigation Strategies
• Global Anti-Money Laundering (AML) and Know Your Customer (KYC) Regulations
• Securities Regulations and Compliance
• Insider Trading, Conflicts of Interest, and Ethical Considerations
• Compliance in Private Equity and Hedge Funds
• Investment Compliance Technology and Data Analytics
Career Path
Entry Requirements
- Basic understanding of the subject matter
- Proficiency in English language
- Computer and internet access
- Basic computer skills
- Dedication to complete the course
No prior formal qualifications required. Course designed for accessibility.
Course Status
This course provides practical knowledge and skills for professional development. It is:
- Not accredited by a recognized body
- Not regulated by an authorized institution
- Complementary to formal qualifications
You'll receive a certificate of completion upon successfully finishing the course.
Why people choose us for their career
Loading reviews...
Frequently Asked Questions
Course fee
- 3-4 hours per week
- Early certificate delivery
- Open enrollment - start anytime
- 2-3 hours per week
- Regular certificate delivery
- Open enrollment - start anytime
- Full course access
- Digital certificate
- Course materials
Get course information
Earn a career certificate