Professional Certificate in Investment Compliance and Technology
-- ViewingNowThe Professional Certificate in Investment Compliance and Technology is a comprehensive course designed to equip learners with critical skills in investment compliance and technology. This program emphasizes the importance of regulatory compliance in the investment management industry, providing a solid foundation in regulatory frameworks, risk management, and compliance monitoring.
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โข Investment Compliance Fundamentals ® โข Regulatory Environment & trade compliance โข Risk Management in Investment Compliance โข Technology Tools for Investment Compliance โข Data Management and Analysis in Compliance โข Code of Ethics and Professional Standards โข Compliance Program Development and Implementation โข Investment Compliance Monitoring and Testing โข Compliance Training and Awareness โข Investment Compliance Trends and Future Developments
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